Personnel Hong Kong SFC License Details (ID 12110801)

Personnel Hong Kong SFC License Details (ID 12110801)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-03-22	2024-03-26
	Rep	Dealing in securities	2024-03-22	2024-03-26
	Rep	Advising on securities	2023-08-22	2023-08-24
	Rep	Dealing in securities	2023-08-22	2023-08-24
	Rep	Advising on securities	2019-11-18	2019-11-22
	Rep	Dealing in securities	2019-11-18	2019-11-22
	Rep	Advising on securities	2018-11-05	2018-11-11
	Rep	Dealing in securities	2018-11-05	2018-11-11
	Rep	Advising on securities	2018-04-04	2018-04-11
	Rep	Dealing in securities	2018-04-04	2018-04-11
	Rep	Advising on securities	2017-10-17	2017-10-25
	Rep	Dealing in securities	2017-10-17	2017-10-25