Personnel Hong Kong SFC License Details (ID 121111)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2009-05-25	2011-03-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-05-06	2011-03-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2008-05-06	2011-03-01
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2007-04-02	2008-04-24
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2007-04-02	2008-04-24