| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| 3W Fund Management Limited | Rep | Asset management | 2021-01-18 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2020-10-05 | 2020-12-31 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2020-10-05 | 2020-12-31 |
| Raffles Assets Management (HK) Co. Limited | Rep | Advising on securities | 2019-04-10 | 2020-09-25 |
| Rep | Asset management | 2019-04-10 | 2020-09-25 | |
| Rep | Dealing in securities | 2019-03-19 | 2019-06-14 | |
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Dealing in securities | 2017-10-18 | 2019-02-22 |
No HKMA registrations in the collected records.