| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-06-22 | - |
| Rep | Dealing in securities | 2021-06-22 | - | |
| CMB International Securities Limited | Rep | Advising on securities | 2020-11-04 | 2021-06-04 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-10-21 | 2021-06-04 |
| CMB International Securities Limited | Rep | Dealing in securities | 2020-10-21 | 2021-06-04 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2019-02-11 | 2020-09-18 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2019-02-11 | 2020-09-18 |
| XinKong International Securities Limited | Rep | Dealing in securities | 2017-10-18 | 2019-01-02 |