Personnel SFC Licences and HKMA Registrations (ID 12112956)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Asset management	2021-03-16	-
	Rep	Dealing in securities	2021-03-16	-
	Rep	Advising on securities	2021-03-02	-
BOCOM International Securities Limited	Rep	Advising on securities	2020-02-12	2021-01-23
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2017-10-20	2020-01-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.