| New Harvest Wealth Securities Company Limited | Rep | Asset management | 2021-09-28 | 2024-02-09 |
| Rep | Advising on securities | 2017-09-11 | 2024-02-09 |
| Rep | Dealing in securities | 2017-09-11 | 2024-02-09 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-07-05 | 2010-11-04 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-05 | 2010-11-04 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-11-07 | 2010-06-28 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-11-07 | 2010-06-28 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-09-19 | 2007-10-11 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-08-21 | 2007-10-11 |
| BANK OF COMMUNICATIONS TRUSTEE LIMITED | Rep | Dealing in securities | 2007-05-15 | 2007-06-28 |