| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2010-05-18 |
| Rep | Dealing in securities | 2008-10-13 | 2010-05-18 | |
| Newedge Broker Limited | Rep | Providing automated trading services | 2008-08-14 | 2009-07-31 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-07-09 | 2010-05-18 |
| Newedge Broker Limited | Rep | Dealing in futures contracts | 2008-07-09 | 2009-07-31 |
| Rep | Dealing in securities | 2008-07-09 | 2009-07-31 | |
| BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-23 | 2008-05-30 |
| Rep | Dealing in securities | 2007-04-23 | 2008-05-30 |