Personnel Hong Kong SFC License Details (ID 121307)

Personnel Hong Kong SFC License Details (ID 121307)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2019-06-03	2022-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2019-06-03	2022-12-06
	Rep	Dealing in futures contracts	2019-06-03	2022-12-06
	Rep	Dealing in securities	2019-06-03	2022-12-06
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-05-19	2011-06-23
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-04-26	2011-06-23