Personnel Hong Kong SFC License Details (ID 121315)

Personnel Hong Kong SFC License Details (ID 121315)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Babel Asset Management (HK) Limited	RO	Advising on securities	2022-05-10	2023-09-30
	RO	Asset management	2022-05-10	2023-09-30
	Rep	Asset management	2022-03-22	2022-05-10
Leucadia Asset Management Limited (HK)	RO	Asset management	2020-11-03	2022-01-31
Rui Asset Management Company Limited	RO	Advising on securities	2018-04-17	2019-05-08
	RO	Asset management	2018-04-17	2019-05-08
STATE FORTUNE CAPITAL MANAGEMENT LIMITED	Rep	Advising on securities	2016-11-11	2018-01-08
	Rep	Asset management	2016-11-11	2018-01-08
ASPEN HILL PARTNERS (HONG KONG) LIMITED	Rep	Asset management	2013-02-22	2014-09-20
SPARX Asia Investment Advisors Limited	Rep	Advising on securities	2007-04-27	2011-02-25
	Rep	Asset management	2007-04-27	2011-02-25