Personnel Hong Kong SFC License Details (ID 121358)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-08-01	2010-09-06
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-08-01	2010-09-06
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2008-03-04	2008-05-07
Morgan Stanley Asia Limited	Rep	Dealing in securities	2008-02-14	2008-05-07
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-05-08	2007-12-01