Personnel Hong Kong SFC License Details (ID 121366)

Personnel Hong Kong SFC License Details (ID 121366)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2021-05-31	-
	Rep	Advising on securities	2021-05-31	-
	Rep	Dealing in securities	2021-05-31	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2019-12-17	2021-02-26
	Rep	Advising on securities	2019-12-17	2021-02-26
	Rep	Dealing in securities	2019-12-17	2021-02-26
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2019-12-17	2021-02-26
	Rep	Advising on securities	2019-12-17	2021-02-26
	Rep	Dealing in securities	2019-12-17	2021-02-26
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2007-05-04	2009-12-07
	Rep	Dealing in securities	2007-05-04	2009-12-07