Personnel Hong Kong SFC License Details (ID 121391)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2017-03-17	2024-07-25
	Rep	Dealing in securities	2016-10-14	2016-10-21
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2014-03-04	2014-03-05
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2011-03-14	2011-06-14
	Rep	Dealing in securities	2011-03-14	2011-06-14
	Rep	Dealing in futures contracts	2007-05-29	2011-02-22
	Rep	Dealing in securities	2007-05-29	2011-02-22