Personnel Hong Kong SFC License Details (ID 121397)

Personnel Hong Kong SFC License Details (ID 121397)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASIA INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	2017-09-27	2021-09-30
	Rep	Advising on securities	2017-09-27	2021-09-30
	Rep	Asset management	2017-09-27	2021-09-30
CHINA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2008-06-30	2010-08-31
	Rep	Asset management	2008-06-30	2010-08-31
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-05-10	2008-01-07
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2007-05-10	2008-01-07