Personnel Hong Kong SFC License Details (ID 12141426)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2024-12-06	2024-12-12
	Rep	Advising on securities	2022-01-14	2022-01-28
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2020-01-07	2020-01-11
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2020-01-07	2020-01-11
	Rep	Dealing in securities	2020-01-07	2020-01-11
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2019-08-22	2019-08-27
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2019-08-22	2019-08-27
	Rep	Dealing in securities	2019-08-22	2019-08-27
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2019-04-23	2019-04-26
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2019-04-23	2019-04-26
	Rep	Dealing in securities	2019-04-23	2019-04-26
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2019-03-06	2019-03-09
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2019-03-06	2019-03-09
	Rep	Dealing in securities	2019-03-06	2019-03-09
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2018-11-27	2018-11-30
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2018-11-27	2018-11-30
	Rep	Dealing in securities	2018-11-27	2018-11-30
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2018-09-19	2018-09-22
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2018-09-19	2018-09-22
	Rep	Dealing in securities	2018-09-19	2018-09-22
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2018-06-08	2018-06-13
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2018-06-08	2018-06-13
	Rep	Dealing in securities	2018-06-08	2018-06-13
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2017-10-23	2017-10-27
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2017-10-23	2017-10-27
	Rep	Dealing in securities	2017-10-23	2017-10-27