Personnel Hong Kong SFC License Details (ID 121444)

Personnel Hong Kong SFC License Details (ID 121444)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EAST ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2024-10-21	-
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2024-10-21	-
Victory Securities (Global) Limited	Rep	Dealing in futures contracts	2024-06-17	2024-07-31
	Rep	Dealing in securities	2024-06-17	2024-07-31
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2023-12-11	2024-06-07
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2023-12-11	2024-06-07
Corres International HK Co., Limited	RO	Dealing in securities	2019-08-30	2023-10-31
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2014-06-04	2019-08-30
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2013-11-15	2014-06-27
	Rep	Dealing in securities	2013-11-15	2019-08-30
OnePlatform Asset Management Limited	Rep	Advising on securities	2007-05-16	2008-04-26