Personnel Hong Kong SFC License Details (ID 121456)

Personnel Hong Kong SFC License Details (ID 121456)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	Rep	Dealing in securities	2014-01-02	2015-12-08
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2012-12-10	2013-12-10
	Rep	Dealing in securities	2012-12-10	2013-12-10
Renaissance Capital (Hong Kong) Limited	Rep	Dealing in securities	2011-11-07	2012-06-29
Mirae Asset Securities (HK) Limited	Rep	Dealing in securities	2010-06-01	2011-09-14
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in securities	2007-05-16	2010-05-31