| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | Dealing in securities | 2022-08-23 | - |
| Rep | Dealing in securities | 2022-04-27 | 2022-08-23 | |
| RO | Advising on corporate finance | 2021-06-02 | - | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2021-03-02 | 2022-01-13 |
| Rep | Dealing in securities | 2021-03-02 | 2022-04-27 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Dealing in securities | 2019-09-24 | 2021-03-02 |
| Rep | Advising on corporate finance | 2019-09-24 | 2021-06-02 | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2018-10-16 | 2019-07-31 |
| FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-10-16 | 2019-07-31 |
| ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-01-29 | 2018-09-19 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-01-29 | 2018-09-19 |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2007-05-14 | 2009-01-17 |
No HKMA registrations in the collected records.