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Mok, Li Yee Hong Kong SFC License Details (ID 121467)
Mok, Li Yee
SFC ID:
AOX871
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BARCLAYS CAPITAL ASIA LIMITED
Rep
Advising on corporate finance
2007-05-16
2010-12-31
Rep
Dealing in securities
2007-05-16
2010-12-31