Personnel SFC Licences and HKMA Registrations (ID 12149729)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zaaba Capital Limited	Rep	Asset management	2026-10-09	-
MARSHALL WACE ASIA LIMITED	Rep	Asset management	2024-04-23	2024-07-22
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2022-06-30	2024-02-09
	Rep	Dealing in securities	2022-06-30	2024-02-09
EAST CAPITAL ASIA LIMITED	Rep	Advising on securities	2019-07-11	2020-04-30
	Rep	Asset management	2019-07-11	2020-04-30
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Asset management	2017-10-25	2018-11-27
	Rep	Dealing in securities	2017-10-25	2018-11-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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