Personnel Hong Kong SFC License Details (ID 121508)

Personnel Hong Kong SFC License Details (ID 121508)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2015-05-18	2017-01-06
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-05-18	2017-01-06
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-08-26	2015-04-30
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-08-26	2015-04-30
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2010-07-23	2011-05-20
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2010-07-23	2011-05-20
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2007-05-25	2008-11-08
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2007-05-25	2008-11-08