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Shum, Kelly Sheung Yi 沈尚怡 Hong Kong SFC License Details (ID 121552)
Shum, Kelly Sheung Yi 沈尚怡
SFC ID:
AOY775
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BARCLAYS CAPITAL ASIA LIMITED
Rep
Advising on corporate finance
2007-05-28
2007-08-13
Rep
Dealing in securities
2007-05-28
2007-08-13