Personnel Hong Kong SFC License Details (ID 121554)

Personnel Hong Kong SFC License Details (ID 121554)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-08-16	2014-05-29
	Rep	Asset management	2012-08-16	2014-05-29
	Rep	Dealing in securities	2012-08-16	2014-05-29
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2012-02-22	2014-05-29
	Rep	Asset management	2012-02-22	2014-05-29
	Rep	Dealing in securities	2012-02-22	2014-05-29
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2011-01-20
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-05-23	2011-01-20
	Rep	Dealing in securities	2007-05-23	2011-01-20
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-05-23	2010-12-06
	Rep	Dealing in futures contracts	2007-05-23	2010-12-06