Personnel Hong Kong SFC License Details (ID 121614)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on futures contracts	2024-06-28	-
	Rep	Advising on securities	2022-12-22	-
	Rep	Dealing in securities	2022-12-22	2024-07-12
VMS Securities Limited	Rep	Advising on corporate finance	2011-10-12	2014-03-20
	Rep	Dealing in securities	2011-10-12	2014-03-20
CGS International Securities Hong Kong Limited	Rep	Advising on corporate finance	2007-06-04	2008-04-01
	Rep	Dealing in securities	2007-06-04	2008-04-01