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Personnel Hong Kong SFC License Details (ID 121699)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2014-05-14
2016-01-26
CLSA RESEARCH LIMITED
Rep
Advising on securities
2007-06-11
2009-11-25