Personnel Hong Kong SFC License Details (ID 121740)

Personnel Hong Kong SFC License Details (ID 121740)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2012-06-07	2013-02-28
	Rep	Asset management	2012-06-07	2013-02-28
	Rep	Dealing in securities	2012-06-07	2013-02-28
	RO	Dealing in securities	2010-06-29	2010-10-08
	RO	Advising on securities	2010-06-14	2010-10-08
	RO	Asset management	2010-06-14	2010-10-08
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-06-13	2009-08-11
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-06-13	2009-08-11