Oliver, Simon Coutts

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2014-06-13	2016-10-14
	Rep	Dealing in securities	2014-06-13	2016-10-14
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2007-06-12	2008-11-20
	Rep	Advising on securities	2007-06-12	2008-11-20
	Rep	Providing automated trading services	2007-06-12	2008-11-20
	Rep	Dealing in securities	2007-06-12	2008-11-20
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-06-12	2008-11-20
	Rep	Dealing in futures contracts	2007-06-12	2008-11-20
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2007-06-12	2008-11-20

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2014-06-13	2016-10-14
	Rep	Dealing in securities	2014-06-13	2016-10-14
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2007-06-12	2008-11-20
	Rep	Advising on securities	2007-06-12	2008-11-20
	Rep	Providing automated trading services	2007-06-12	2008-11-20
	Rep	Dealing in securities	2007-06-12	2008-11-20
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-06-12	2008-11-20
	Rep	Dealing in futures contracts	2007-06-12	2008-11-20
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2007-06-12	2008-11-20