Personnel Hong Kong SFC License Details (ID 121753)

Personnel Hong Kong SFC License Details (ID 121753)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-12-30	2011-07-07
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2010-12-30	2011-07-07
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-03-04	2009-06-22
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-03-04	2009-06-22
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2008-06-16	2009-02-25
	Rep	Dealing in securities	2008-06-16	2009-02-25
oOo Securities (HK) Group Limited	Rep	Advising on securities	2007-07-19	2008-05-30