Personnel Hong Kong SFC License Details (ID 121757)

Personnel Hong Kong SFC License Details (ID 121757)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2018-08-31	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2014-01-23	2025-05-09
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Dealing in securities	2013-02-21	-
	RO	Leveraged foreign exchange trading	2012-10-25	2016-05-23
	Rep	Dealing in securities	2012-08-23	2013-02-21
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2012-07-09	-
ABN AMRO Clearing (Futures) Hong Kong Limited	Rep	Dealing in futures contracts	2007-06-13	2008-08-02