Personnel Hong Kong SFC License Details (ID 121764)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2024-11-08	-
	Rep	Dealing in securities	2024-11-08	-
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2009-11-19	2011-06-28
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-06-14	2011-06-28
	Rep	Dealing in securities	2007-06-14	2011-06-28
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2007-06-14	2011-06-28