Personnel Hong Kong SFC License Details (ID 121766)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LiquidityTech Limited	RO	Advising on futures contracts	2025-02-17	-
	RO	Advising on securities	2025-02-17	-
	RO	Asset management	2025-02-17	-
	RO	Dealing in futures contracts	2025-02-17	-
	RO	Dealing in securities	2025-02-17	-
VC BROKERAGE LIMITED	Rep	Advising on securities	2023-12-20	2025-02-10
	Rep	Dealing in securities	2023-12-20	2025-02-10
Grand Rich (Hong Kong) International Limited	RO	Advising on securities	2020-12-18	2023-01-08
	RO	Dealing in securities	2020-12-18	2023-01-08
GRAND RICH FUTURES LIMITED	RO	Advising on futures contracts	2020-12-18	2023-05-30
	RO	Dealing in futures contracts	2020-12-18	2023-05-30
Grand Rich Global Group Limited	RO	Asset management	2020-12-18	2023-05-30
CVP Securities Limited	Rep	Dealing in futures contracts	2020-08-17	2020-11-02
	Rep	Dealing in securities	2020-08-17	2020-11-02
ShanZe Asset Management (Hong Kong) Limited	RO	Advising on securities	2020-03-27	2020-06-30
	RO	Asset management	2020-03-27	2020-06-30
M&AMP;F ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-06-05	2018-06-22
	Rep	Dealing in securities	2017-06-05	2018-06-22
METRO CAPITAL FUTURES LIMITED	RO	Dealing in futures contracts	2016-06-24	2018-04-13
M&AMP;F ASSET MANAGEMENT LIMITED	RO	Asset management	2015-05-07	2018-06-22
METRO CAPITAL FUTURES LIMITED	RO	Dealing in futures contracts	2015-04-15	2015-07-13
M&AMP;F ASSET MANAGEMENT LIMITED	RO	Advising on securities	2015-02-03	2017-06-05
	RO	Dealing in securities	2014-12-17	2017-06-05
	Rep	Dealing in securities	2011-11-07	2014-12-17
METRO CAPITAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-11-07	2015-04-15
Asia Pacific Securities Limited	Rep	Dealing in securities	2010-10-22	2011-08-31
	Rep	Dealing in securities	2009-02-11	2009-09-01
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2009-02-11	2009-09-01
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2008-02-05	2009-01-19
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2007-06-13	2009-01-19