Personnel Hong Kong SFC License Details (ID 121769)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2019-01-02	-
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2019-01-02	-
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2019-01-02	-
	Rep	Dealing in securities	2019-01-02	-
Quam Securities Limited	Rep	Advising on securities	2007-06-18	2008-01-11
	Rep	Dealing in securities	2007-06-18	2008-01-11