Personnel Hong Kong SFC License Details (ID 121774)

Personnel Hong Kong SFC License Details (ID 121774)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	RO	Advising on securities	2019-10-14	-
	Rep	Advising on securities	2011-11-23	2019-10-14
	Rep	Dealing in securities	2011-11-04	-
Knight Capital Asia Limited	Rep	Advising on securities	2010-06-08	2011-08-04
	Rep	Dealing in securities	2010-06-08	2011-08-04
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2008-10-23	2010-06-03
	Rep	Providing automated trading services	2008-10-23	2010-06-03
	Rep	Dealing in securities	2008-10-23	2010-06-03
BTIG Hong Kong Limited	Rep	Dealing in securities	2008-05-19	2008-09-22
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2007-06-14	2007-11-03