Personnel Hong Kong SFC License Details (ID 121797)

Personnel Hong Kong SFC License Details (ID 121797)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-11-10	-
Neutral Financial Holding Company Limited	Rep	Advising on corporate finance	2008-02-05	2009-04-26
	Rep	Advising on securities	2008-02-05	2009-04-26
	Rep	Dealing in securities	2008-02-05	2009-04-26
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2007-07-24	2007-12-29
	Rep	Advising on securities	2007-07-24	2007-12-29
	Rep	Dealing in securities	2007-07-24	2007-12-29