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Personnel Hong Kong SFC License Details (ID 121810)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
MUFG Securities Asia Limited
Rep
Dealing in securities
2018-04-04
2020-03-04
CLSA RESEARCH LIMITED
Rep
Advising on securities
2007-06-25
2007-11-27