Personnel Hong Kong SFC License Details (ID 121836)

Personnel Hong Kong SFC License Details (ID 121836)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	RO	Advising on securities	2007-07-03	2010-10-01
	RO	Asset management	2007-07-03	2010-10-01
	RO	Dealing in securities	2007-07-03	2010-10-01
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	Advising on securities	2007-07-03	2010-10-01
	RO	Asset management	2007-07-03	2010-10-01
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on securities	2007-07-03	2010-10-01
	RO	Asset management	2007-07-03	2010-10-01
	RO	Dealing in securities	2007-07-03	2010-10-01