Personnel Hong Kong SFC License Details (ID 121857)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Universal Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2014-03-12	2015-11-22
	Rep	Asset management	2014-03-12	2015-11-22
Neuberger Berman Asia Limited	Rep	Advising on securities	2010-02-17	2011-06-24
	Rep	Asset management	2010-02-17	2011-06-24
	Rep	Dealing in securities	2010-02-17	2011-06-24
NNIP HONG KONG LIMITED	Rep	Advising on securities	2007-06-21	2008-11-14
	Rep	Dealing in securities	2007-06-21	2008-11-14