Personnel Hong Kong SFC License Details (ID 121862)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2009-08-01
	Rep	Dealing in securities	2008-10-10	2009-08-01
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2007-06-22	2008-09-29
	Rep	Dealing in securities	2007-06-22	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-06-22	2008-09-29