Personnel SFC Licences and HKMA Registrations (ID 121916)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2025-09-01	-
	Rep	Dealing in securities	2025-09-01	-
	Rep	Advising on securities	2016-02-16	2025-08-31
	Rep	Dealing in securities	2016-02-16	2025-08-31
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2007-07-04	2010-07-30
	Rep	Dealing in securities	2007-07-04	2011-04-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.