Personnel SFC Licences and HKMA Registrations (ID 121927)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amova Asset Management Hong Kong Limited	Rep	Advising on securities	2012-08-07	-
	Rep	Asset management	2012-08-07	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2007-06-25	2007-12-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.