Wong, Shu Sing 王樹昇

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bright Moon Capital Limited	RO	Advising on securities	2025-08-05	-
	RO	Asset management	2025-08-05	-
Bright Moon Securities Limited	RO	Dealing in securities	2025-08-04	-
Long Bridge HK Limited	RO	Advising on securities	2020-12-01	2021-11-19
	RO	Asset management	2020-12-01	2021-11-19
	RO	Dealing in securities	2020-12-01	2021-11-19
UNITED ZONE INVESTMENT LIMITED	RO	Advising on securities	2017-02-16	2020-04-10
	RO	Asset management	2017-02-16	2020-04-10
	RO	Dealing in futures contracts	2017-02-16	2020-04-10
	RO	Dealing in securities	2017-02-16	2020-04-10
	Rep	Advising on securities	2017-01-18	2017-02-16
	Rep	Asset management	2017-01-18	2017-02-16
	Rep	Dealing in futures contracts	2017-01-18	2017-02-16
	Rep	Dealing in securities	2017-01-18	2017-02-16
XIN HUA SECURITIES (HONG KONG) LIMITED	RO	Advising on futures contracts	2016-10-18	2017-01-18
	RO	Dealing in futures contracts	2016-10-18	2017-01-18
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2015-05-28	2016-05-04
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2015-05-28	2016-05-04
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2015-04-21	2015-05-15
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-04-21	2015-05-15
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2013-08-09	2015-02-14
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2013-08-09	2015-02-14
Holly International Financial Holdings Limited	Rep	Dealing in futures contracts	2013-02-26	2013-08-05
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2008-10-28	2010-12-29
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2008-10-28	2010-12-29
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-05-26	2008-10-25
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-05-21	2008-10-25
EWARTON SECURITIES LIMITED	Rep	Dealing in securities	2007-06-25	2008-04-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.