Personnel Hong Kong SFC License Details (ID 121970)

Personnel Hong Kong SFC License Details (ID 121970)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2010-03-31	2010-07-23
	Rep	Leveraged foreign exchange trading	2010-03-31	2010-07-23
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2009-09-28	2010-03-16
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on securities	2009-08-18	2010-03-16
oOo Securities (HK) Group Limited	Rep	Advising on securities	2009-05-20	2009-08-03
OnePlatform Asset Management Limited	Rep	Advising on securities	2007-07-24	2008-07-01