Personnel Hong Kong SFC License Details (ID 121985)

Personnel Hong Kong SFC License Details (ID 121985)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2016-03-07	2016-07-19
	Rep	Dealing in securities	2016-03-07	2016-07-19
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2016-03-07	2016-07-19
	Rep	Dealing in securities	2016-03-07	2016-07-19
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-06	2008-12-11
	Rep	Dealing in futures contracts	2008-11-06	2008-12-11
	Rep	Dealing in securities	2007-07-04	2008-12-11
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-07-04	2008-12-11
	Rep	Dealing in futures contracts	2007-07-04	2008-12-11
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-07-04	2008-12-11