Lau, Chi Ching (SFC:APF062) 劉智菁

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Sunrise Asset Management Limited	RO	Advising on securities	2026-11-02	-
	RO	Asset management	2026-11-02	-
China Sunrise Securities (International) Limited	Rep	Dealing in securities	2026-11-02	-
China Sunrise Asset Management Limited	Rep	Advising on securities	2026-10-21	2026-11-02
	Rep	Asset management	2026-10-21	2026-11-02
SINOFORTUNE INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2025-09-03	2026-09-03
	RO	Asset management	2025-09-03	2026-09-03
	RO	Advising on securities	2022-11-29	2023-11-06
	RO	Asset management	2022-11-29	2023-11-06
Oneday Asset Management Limited	RO	Advising on securities	2022-02-17	2022-11-12
	RO	Asset management	2022-02-17	2022-11-12
Fantasia Asset Management Limited	RO	Asset management	2020-06-22	2022-02-04
	Rep	Asset management	2020-06-10	2020-06-22
Oneday Asset Management Limited	RO	Advising on securities	2019-01-22	2020-04-21
	RO	Asset management	2019-01-22	2020-04-21
PARCHMENT CAPITAL LIMITED	RO	Advising on securities	2018-10-08	2019-01-07
	RO	Asset management	2018-10-08	2019-01-07
CEB International Asset Management Corporation Limited	RO	Advising on securities	2017-11-06	2018-09-26
	RO	Asset management	2017-11-06	2018-09-26
	Rep	Advising on securities	2017-10-17	2017-11-06
	Rep	Asset management	2017-10-17	2017-11-06
Anbang Asset Management (Hong Kong) Co. Limited	RO	Advising on securities	2016-11-11	2017-09-20
	RO	Asset management	2016-11-11	2017-09-20
	RO	Dealing in securities	2016-11-11	2017-09-20
	Rep	Advising on securities	2016-03-01	2016-11-11
	Rep	Asset management	2016-03-01	2016-11-11
	Rep	Dealing in securities	2016-03-01	2016-11-11
DNB Asset Management (Asia) Limited	RO	Asset management	2014-07-22	2015-11-30
	Rep	Asset management	2012-06-05	2014-07-22
	Rep	Asset management	2010-10-28	2011-07-15
SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2008-08-27	2010-08-08
	Rep	Advising on securities	2008-07-21	2010-08-08
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2007-07-25	2008-06-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.