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Personnel Hong Kong SFC License Details (ID 122010)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Astroll Management Limited
RO
Asset management
2023-01-16
-
Morgan Stanley Asia Limited
Rep
Advising on corporate finance
2007-07-09
2009-04-24
Rep
Dealing in securities
2007-07-09
2009-04-24