Personnel Hong Kong SFC License Details (ID 122019)

Personnel Hong Kong SFC License Details (ID 122019)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CONTRENDIAN LIMITED	RO	Advising on securities	2022-05-13	-
	RO	Asset management	2017-05-04	-
Orchard Wealth Management Limited	RO	Asset management	2016-11-21	2017-04-19
	Rep	Asset management	2016-06-06	2016-11-21
	Rep	Advising on securities	2016-06-06	2017-04-19
NF Trinity Capital (Hong Kong) Limited	Rep	Advising on securities	2015-01-20	2016-05-31
	Rep	Asset management	2015-01-20	2016-05-31
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on securities	2007-08-13	2008-07-10
	Rep	Asset management	2007-08-13	2008-07-10
	Rep	Dealing in securities	2007-08-13	2008-07-10