Personnel Hong Kong SFC License Details (ID 122040)

Personnel Hong Kong SFC License Details (ID 122040)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2019-10-01	2022-10-01
	RO	Asset management	2019-10-01	2022-10-01
	RO	Dealing in securities	2019-10-01	2022-10-01
SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Dealing in securities	2016-12-19	2019-09-30
	RO	Advising on securities	2016-01-06	2019-09-30
	RO	Asset management	2016-01-06	2019-09-30
	Rep	Advising on securities	2015-07-27	2016-01-06
	Rep	Asset management	2015-07-27	2016-01-06
	RO	Advising on securities	2008-10-28	2009-10-28
	RO	Asset management	2008-10-28	2009-10-28
	Rep	Advising on securities	2007-07-06	2008-10-28
	Rep	Asset management	2007-07-06	2008-10-28