Personnel Hong Kong SFC License Details (ID 122046)

Personnel Hong Kong SFC License Details (ID 122046)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
U&I Asset Management Limited	RO	Advising on securities	2022-07-26	-
	RO	Asset management	2022-07-26	-
Tamar Alliance Capital Limited	RO	Advising on securities	2018-11-21	2021-12-29
	RO	Asset management	2018-11-21	2021-12-29
Vision Asset Management (HK) Limited	RO	Asset management	2009-06-04	2011-09-15
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-07-11	2008-10-22
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-07-11	2008-10-22
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-07-11	2008-10-22