Personnel Hong Kong SFC License Details (ID 122053)

Personnel Hong Kong SFC License Details (ID 122053)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUAM CAPITAL LIMITED	RO	Advising on corporate finance	2025-05-08	-
QUAM ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2024-05-27	-
	Rep	Dealing in securities	2024-05-27	-
SILVER NILE GLOBAL INVESTMENTS LIMITED	RO	Advising on corporate finance	2023-11-07	2024-04-17
	Rep	Advising on corporate finance	2023-09-26	2023-11-07
HSBC Corporate Finance (Hong Kong) Limited	RO	Advising on corporate finance	2021-07-19	2023-03-07
	Rep	Advising on corporate finance	2013-11-07	2021-07-19
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-07-16	2009-01-02