| Annum Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2021-09-09 | - |
| Rep | Advising on securities | 2020-09-08 | - |
| Rep | Asset management | 2020-09-08 | - |
| Rep | Advising on futures contracts | 2020-09-08 | 2026-03-31 |
| Glory Sun Securities Limited | Rep | Dealing in securities | 2019-06-20 | 2019-10-21 |
| Rep | Advising on securities | 2018-09-24 | 2019-10-21 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-04-22 | 2015-10-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2014-04-22 | 2015-10-31 |
| Rep | Dealing in securities | 2014-04-22 | 2015-10-31 |
| iBest Consultants Limited | Rep | Dealing in futures contracts | 2012-07-25 | 2015-10-31 |
| Rep | Advising on securities | 2012-02-23 | 2015-10-31 |
| Rep | Dealing in securities | 2012-02-23 | 2015-10-31 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-06-04 | 2010-11-15 |
| Emperor Wealth Management Limited | Rep | Dealing in securities | 2010-06-04 | 2010-11-15 |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-07-12 | 2008-10-08 |