| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2021-12-08 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-08-27 | 2021-12-08 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-08-27 | 2016-10-10 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2014-02-19 | 2015-06-11 |
| Rep | Dealing in futures contracts | 2014-02-19 | 2015-06-11 |
| Rep | Dealing in securities | 2014-02-19 | 2015-06-11 |
| Rep | Advising on futures contracts | 2012-08-16 | 2015-06-11 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-07 | 2009-08-10 |
| Rep | Dealing in futures contracts | 2008-11-07 | 2009-08-10 |
| Rep | Dealing in securities | 2007-07-13 | 2009-08-10 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2007-07-13 | 2008-11-24 |
| Rep | Dealing in futures contracts | 2007-07-13 | 2008-11-24 |